Pre and Post Approval Carcinogenicity Studies

Carcinogenicity studies are needed in adequate number and multiple species of animals before the marketing approval of a drug to evaluate trans-species carcinogenicity. However, for infrequently administered drugs or short duration exposure compounds like anesthetics and radiolabelled imaging agents, these studies are not mandatory. Post-approval carcinogenicity studies must be conducted for the pharmaceutical compounds developed to treat serious diseases. Endogenous peptides or their analogs or protein substances like animal insulin, pituitary-derived growth hormone and calcitonin, which are administered in very low doses, are exempt from pre or post approval carcinogenicity studies. Carcinogenicity studies should essentially be conducted for the analogs if:

• The dose to be administered is higher than the physiological dose.


• Significant variation in biological effects as compared to the natural counterpart.


• There is significant difference in the structure of synthetic compound as compared to natural counterpart.

Animals and doses for carcinogenicity studies:

The strains of animals selected for carcinogenicity studies should not have very high or very low incidence of spontaneous tumors. Rats are the most commonly used and accepted animals for such studies. However, the study may also be conducted on mice if the morbidity and rate of mortality of animals is not high during the period of study. Pre or post approval carcinogenicity studies should be conducted using at-least three dose levels. The highest dose should be sub-lethal and that should not reduce the life span of animals by more than 10% of expected normal life of animals. The lowest dose should be twice the intended therapeutic dose or same as therapeutic dose. The third dose should be intermediate dose between the highest and the lowest dose. An untreated group of animals as well as a vehicle control group should also be included in the study. There should be three groups of animals (50, 20 and 10 animals in each group) for high, intermediate and low dose of a drug. The period of dosing should be 24 months for rats and 18 months for mice. Equal number of animals of each sex should be included in each group of animals.The sacrificed and/or dead animals should be evaluated for neoplasia and histopathological changes in various organs and tissues. The effect on body weight, signs of intoxication and food intake should be recorded periodically. Urine analysis, hematology, biochemistry parameters, organ weights, gross pathology and detailed histopathology should be done for each animal under study. The description, site and dimensions of benign or malignant tumors developed should be recorded along with time of detection and histological typing should be worked out and recorded. Any benign or carcinogenic lesions detected during the post-approval carcinogenicity study should immediately be communicated to the Food and Drug Administration (FDA) or Drug Controller or Drug Research and Development Organization of you zone.

Drug Development: Non-Clinical Mutagenicity and Carcinogenicity Studies

The fundamental aim of non-clinical or pre-clinical studies in relation to new chemical entity (NCE) is to generate biological, pharmaceutical and toxicological data to ascertain that NCE would not cause any serious harm to the humans or would not cause cancer and/or genetic disorders through mutations. The limits of toxicological study of a NCE are decided with reference to route and duration of its intended use as a drug. Studies to evaluate carcinogenicity and mutagenicity of a NCE are performed in animals before it is declared as a drug and given to humans. Animal species usually used for carcinogenicity and mutagenicity are rats and mice, as some strains of these animals have very low incidence of spontaneous tumors and sufficient background knowledge about physiological parameters of these animals is available. Guidelines for such studies can be obtained from the regulatory agencies like FDA (USA), DCGI (India) and EMEA (Europe). The NCE is generally administered to the animals by at least two routes, one of which is usually the intended clinical route. The other route is usually intravenous so as to ensure adequate exposure of the animal to the new chemical entity. It is highly desirable to develop sensitive analytical methods for detecting the drug and its metabolites in the body fluids before starting the pre-clinical studies, as this would help in elucidating the toxicokinetics, pharmacokinetics, mutagenicity and carcinogenicity of the NCE. All studies need to be conducted in Good Laboratory Practice (GLP) compliance laboratories.

Carcinogenicity studies are needed to be done in adequate number of animals, depending on the regulatory requirements, before obtaining the approval for marketing of a drug. The drugs or compounds on which mutagenicity, carcinogenicity, teratogenicity and reproductive performance related effects need to be elucidated are of following types:

1. When the drug product is to be used for three months or longer period for at least six months - Carcinogenicity studies are must.
2. When the drug or compound is to be used frequently or in an intermittent manner in chronic or recurrent conditions like depression, anxiety and allergic rhinitis.
3. Prolonged exposure due to certain drug delivery systems makes it mandatory to carry out carcinogenicity studies.

Relaxations and Exemptions:

1. Genotoxic compounds are presumed to be trans-species carcinogens; hence long-term carcinogenicity studies are usually not needed.
2. Pharmaceuticals administered infrequently or for short duration of exposure (such as anesthetics and radiolabelled imaging agents) are exempted from carcinogenicity studies.
3. Carcinogenicity testing need not be conducted before market approval for the drugs developed for treating serious diseases.
4. If the life expectancy in the indicated population is short (less than 3 years), no long-term carcinogenicity studies are not required for the compounds to be administered to these subjects.